FundsXML 4.1.3 schema: structure and changes since 4.1.2

FundsXML 4.1.3 was published on 2020-03-25 in the fundsxml/schema repository.

• Main schema: FundsXML.xsd
• Target namespace: none
• Root element: FundsXML4
• Complex types: 178, simple types: 41, global elements: 1

Changes since FundsXML 4.1.2

Changed content models

• CreditRiskDataType
  • changed CreditQualityStep: CQSType, 0..1 → CQSType, 1..1
• EMTFinancialInstrumentType/ClientObjectives
  • changed SpecificInvestmentNeed: inline type, 0..1 → inline type, 1..1
• EMTFinancialInstrumentType/CostsAndChargesExAnte/StructuredSecurity
  • changed ExitCostPriorRHP: decimal, 0..1 → decimal, 1..1
• EMTFinancialInstrumentType/DistributionStrategy
  • changed ExecutionOnly: RetailProfessionalBothNeitherType, 0..1 → RetailProfessionalBothNeitherType, 1..1
  • changed ExecutionWithCheckOrNonAdvisedServices: RetailProfessionalBothNeitherType, 0..1 → RetailProfessionalBothNeitherType, 1..1
  • changed InvestmentAdvice: RetailProfessionalBothNeitherType, 0..1 → RetailProfessionalBothNeitherType, 1..1
  • changed PortfolioManagement: RetailProfessionalBothNeitherType, 0..1 → RetailProfessionalBothNeitherType, 1..1
• SIIPositionType
  • added AdditionalInformation (inline type, 1..1)
• SIIPositionType/CreditRiskData
  • changed Covered: inline type, 1..1 → inline type, 0..1
• SIIPositionType/DerivativeOrConvertible/UnderlyingInstrument/Valuation
  • changed Country: ISOCountryCodeType, 1..1 → ISOCountryCodeType, 0..1
• SIIPositionType/QRTPositionInformation
  • changed Participation: string, 0..1 → inline type, 0..1
  • changed UnderlyingAssetCategory: inline type, 0..1 → inline type, 1..1
• SIIPositionType/Valuation
  • changed MarketExposureQC: decimal, 0..1 → decimal, 1..1
  • changed MarketExposurePC: decimal, 0..1 → decimal, 1..1
  • changed MarketExposureWeight: decimal, 0..1 → decimal, 1..1
• SolvencyIIPortfolioType/QRTPortfolioInformation
  • changed FundCustodianCountry: ISOCountryCodeType, 0..1 → ISOCountryCodeType, 1..1

Changed code lists (enumerations)

• SIICouponFrequencyType: added 52

Release notes

FundsXML4/ControlData/Version: option "4.1.2" added to enumeration FundsXML4/ControlData/Version: option "4.1.3" added to enumeration

FundsXML4/RegulatoryReportings/IndirectReporting/TripartiteTemplateSolvencyII:

Portfolio/TPTVersion changed value allowed to V4.0 //element(*,RegulatoryReportingsType)/IndirectReporting/TripartiteTemplateSolvencyII/Portfolio/Positions/Position/Valuation/AssetOrLiability

• N/A no more allowed, only blank. N/A removed from items list

• switched to mandatory //element(,RegulatoryReportingsType)/IndirectReporting/TripartiteTemplateSolvencyII/Portfolio/Positions/Position/Valuation/MarketExposureQC //element(,RegulatoryReportingsType)/IndirectReporting/TripartiteTemplateSolvencyII/Portfolio/Positions/Position/Valuation/MarketExposurePC //element(,RegulatoryReportingsType)/IndirectReporting/TripartiteTemplateSolvencyII/Portfolio/Positions/Position/Valuation/MarketExposureWeight //element(,TripartiteTemplateSolvencyIIType)/Portfolio/QRTPortfolioInformation/FundCustodianCountry //element(*,TripartiteTemplateSolvencyIIType)/Portfolio/Positions/Position/QRTPositionInformation/UnderlyingAssetCategory

//element(*,TripartiteTemplateSolvencyIIType)/Portfolio/Positions/Position/InterestRateInstrumentCharacteristics/CouponFrequency

• Add 52 as value allowed in the list

//element(*,TripartiteTemplateSolvencyIIType)/Portfolio/Positions/Position/InterestRateInstrumentCharacteristics/EmbeddedOption/CallPutType

• items list changed to : Cal,Put,Cap,Flr

//element(*,TripartiteTemplateSolvencyIIType)/Portfolio/Positions/Position/Securitisation/Securitised

• Items list changes: add "4" Non Compliant

//element(*,TripartiteTemplateSolvencyIIType)/Portfolio/Positions/Position/QRTPositionInformation/Participation

• Format changed from String to integer (values allowed 1 or 2 )

new fields: //element(,TripartiteTemplateSolvencyIIType)/Portfolio/Positions/Position/AdditionalInformation/FundCustodianName //element(,TripartiteTemplateSolvencyIIType)/Portfolio/Positions/Position/AdditionalInformation/InfrastructureInvestment

Indictaive fields Switch to mandatory: //element(*,SIIPositionType)/CreditRiskData/CreditQualityStep

• Switched to optional //element(*,TripartiteTemplateSolvencyIIType)/Portfolio/Positions/Position/DerivativeOrConvertible/UnderlyingInstrument/Valuation/Country

FundsXML4/RegulatoryReportings/DirectReporting/EMT:

Due to the definition of "Indicative" fields in the template, related fields have been changed to mandatory.

FundsXML4/RegulatoryReportings/DirectReporting/EMT/FinancialInstrument/ClientObjectives/SpecificInvestmentNeed FundsXML4/RegulatoryReportings/DirectReporting/EMT/FinancialInstrument/DistributionStrategy/ExecutionOnly FundsXML4/RegulatoryReportings/DirectReporting/EMT/FinancialInstrument/DistributionStrategy/ExecutionWithCheckOrNonAdvisedServices FundsXML4/RegulatoryReportings/DirectReporting/EMT/FinancialInstrument/DistributionStrategy/InvestmentAdvice FundsXML4/RegulatoryReportings/DirectReporting/EMT/FinancialInstrument/DistributionStrategy/PortfolioManagement FundsXML4/RegulatoryReportings/DirectReporting/EMT/FinancialInstrument/CostsAndChargesExAnte/StructuredSecurity/ExitCostPriorRHP

See all FundsXML releases.

Open FundsXML 4.1.3 in the viewer