FundsXML 4.1.0 schema: structure and changes since 4.0.1

FundsXML 4.1.0 was published on 2020-03-25 in the fundsxml/schema repository.

• Main schema: FundsXML.xsd
• Target namespace: none
• Root element: FundsXML4
• Complex types: 178, simple types: 41, global elements: 1

Changes since FundsXML 4.0.1

New types: CountrySpecificEMTATType, CountrySpecificEMTDEType, CountrySpecificEMTDKType, CountrySpecificEMTDataType, CountrySpecificEMTFRType, CountrySpecificEMTLUType, CountrySpecificEMTNLType, CountrySpecificShareClassDataATType, CountrySpecificShareClassDataDEType, CountrySpecificShareClassDataDKType, CountrySpecificShareClassDataFRType, CountrySpecificShareClassDataLUType, CountrySpecificShareClassDataNLType, CountrySpecificShareClassDataType, DayMonthType, EMTFinancialInstrumentType, EMTType, EMTYesNoNeutralType, EMTYesNoType, EmailAddressType, FundCompaniesType, FundCompanyType, FundOrShareClassIdentifiersType, IdentnummerType, IndirectReportingType, PRIIPS_DE_EPT_PiaType, RetailProfessionalBothNeitherType, SubfundCompaniesType, SubfundCompanyType

Changed content models

• AddressType
  • changed Email: Text256Type, 0..1 → EmailAddressType, 0..1
  • changed Homepage: Text256Type, 0..1 → anyURI, 0..1
• AssetDetailsType/Right
  • added Type (anyType, 0..1)
  • added Issuer (CompanyType, 0..1)
• CEPT_PriceType
  • added Share_price_factor (decimal, 0..1)
  • added Old_share_class_currency (ISOCurrencyCodeType, 0..1)
  • added Exchange_rate_for_change_in_share_class_currency (decimal, 0..1)
  • added Old_Valuation_Frequency (inline type, 0..1)
  • changed SharePriceCurrency: ISOCurrencyCodeType, 1..1 → ISOCurrencyCodeType, 0..1
  • changed DistributionValue: decimal, 1..1 → decimal, 0..1
• CEPT_RHPSType/CEPT_RHP/Cost
  • changed TotalPeriod1: anyType, 1..1 → decimal, 0..1
  • changed TotalPeriod2: anyType, 1..1 → decimal, 0..1
  • changed TotalPeriod3: anyType, 1..1 → decimal, 0..1
  • changed PercentageRIYPeriod1: anyType, 1..1 → decimal, 0..1
  • changed PercentageRIYPeriod2: anyType, 1..1 → decimal, 0..1
  • changed PercentageRIYPeriod3: anyType, 1..1 → decimal, 0..1
• CEPT_RHPSType/CEPT_RHP/RHPPeriodsDefinition
  • added Period_1 (positiveInteger, 0..1)
  • added Period_2 (positiveInteger, 0..1)
  • added HP_Period_3 (positiveInteger, 1..1)
  • added Lump_sum_or_regular_premium_indicator (inline type, 1..1)
  • added Investment_Amount (positiveInteger, 1..1)
  • added Accumulated_Investment_amount (decimal, 0..1)
  • removed Period3 (positiveInteger, 1..1)
  • removed Period2 (positiveInteger, 1..1)
  • removed Period1 (positiveInteger, 1..1)
  • removed InvestmentAmount (positiveInteger, 1..1)
• CEPT_RHPSType/CEPT_RHP/Risk
  • changed SRI: inline type, 1..1 → inline type, 0..1
• CallCapitalType
  • added CollateralDirection (inline type, 0..1)
• ControlDataType
  • added Version (inline type, 0..1)
• CountrySpecificAssetMasterDataATType
  • added OeKBStammdatenblatt (inline type, 0..1)
  • removed (base) (extension of anyType)
• CountrySpecificDataDEType
  • changed (base): extension of anyType → extension of PRIIPS_DE_EPT_PiaType
• CountrySpecificFundDataATType
  • removed OeKBStammdatenblatt (inline type, 0..1)
• DataSupplierType/Contact
  • changed Email: Text256Type, 0..1 → EmailAddressType, 0..1
• DirectReportingType
  • added EMT (EMTType, 0..1)
  • removed MiFIR (anyType, 0..1)
• DocumentType
  • changed DocumentURL: Text1000Type, 0..1 → anyURI, 0..1
• EMIR_ReportType
  • added FundOrShareClassIdentifiers (FundOrShareClassIdentifiersType, 0..1)
  • added DataSupplier (DataSupplierType, 0..1)
  • removed FundIdentifiers (IdentifiersType, 0..1)
• FundStaticDataType
  • added Companies (FundCompaniesType, 0..1)
  • changed StartOfFiscalYear: inline type, 0..1 → DayMonthType, 0..1
  • changed EndOfFiscalYear: inline type, 0..1 → DayMonthType, 0..1
• KIIDType
  • added FundOrShareClassIdentifiers (FundOrShareClassIdentifiersType, 0..1)
  • added DataSupplier (DataSupplierType, 0..1)
• PRIIPS_AverageReturnType
  • added StressScenario (decimal, 1..1)
  • removed SignificantlyUnfavourable (decimal, 0..1)
• PRIIPS_InvestmentAmountType
  • added StressScenario (positiveInteger, 1..1)
  • removed SignificantlyUnfavorable (positiveInteger, 0..1)
• PRIIPS_NarrativesType
  • added ReferenceLanguage (ISOLanguageCodeType, 1..1)
  • added ComprehensionAlert (YesNoType, 1..1)
  • added IntendedTargetMarketRetailInvestor (inline type, 1..1)
  • added InvestmentObjective (inline type, 1..1)
  • added RiskNarrative (inline type, 1..1)
  • added OtherMaterialyRelevantRiskNarrative (inline type, 1..1)
  • added TypeUnderlyingInvestmentOption (inline type, 1..1)
  • added CapitalGarantee (YesNoType, 1..1)
  • added CapitalGuaranteeLevel (decimal, 0..1)
  • added CapitalGuaranteeLimitations (inline type, 0..1)
  • added CapitalGuaranteeEarlyExitConditions (date, 0..1)
  • added CapitalGuaranteePortfolio (inline type, 0..1)
  • added PossibleMaxLoss (inline type, 0..1)
  • added PerformanceFeesNarrative (inline type, 0..1)
  • added Portolio_Carried_Interest_Narrative (inline type, 1..1)
  • added … and 1 more
  • removed CEPT_Narrative (inline type, 1..*)
• PRIIPS_ReportType
  • added FundOrShareClassIdentifiers (FundOrShareClassIdentifiersType, 0..1)
  • added DataSupplier (DataSupplierType, 0..1)
  • added GeneralPortfolioInformation (inline type, 1..1)
  • added EPT_SpecificUCITS (inline type, 0..1)
  • added EPT_SpecificStructuredProducts (inline type, 0..1)
  • added CountrySpecificData (inline type, 0..1)
  • removed PortfolioIssuerName (Text256Type, 1..1)
  • removed PortfolioID (PRIIPS_SecurityCodificationType, 1..1)
  • removed PortfolioName (Text256Type, 1..1)
  • removed ShareClassCurrency (ISOCurrencyCodeType, 1..1)
  • removed ReportingDate (date, 1..1)
  • removed PortfolioPRIIPSCategory (inline type, 1..1)
• PRIIPS_ReportType/EPT_BaseData/Costs/Incidental
  • added ExistringPerformanceFees (YesNoType, 1..1)
  • added IncidentalCostsPortfolioPerformanceFees (decimal, 0..1)
  • added ExistingCarriedInterestFees (anyType, 1..1)
  • removed PerformanceFees (inline type, 1..1)
  • changed CarriedInterest: inline type, 1..1 → inline type, 0..1
• PRIIPS_ReportType/EPT_BaseData/Costs/OneOff
  • added EntryCostsAcquired (decimal, 1..1)
• PRIIPS_ReportType/EPT_BaseData/Costs/Ongoing
  • added ManagementCosts (anyType, 1..1)
• PRIIPS_ReportType/EPT_BaseData/PerformanceScenario
  • added ReturnStress (PRIIPS_ReturnScenarioType, 1..1)
  • added NumberOfObservedReturn_M0 (decimal, 0..1)
  • added MeanObservedReturns_M1 (decimal, 0..1)
  • added ObservedSigma (decimal, 0..1)
  • added ObservedSkewness (decimal, 0..1)
  • added ObservedExcessKurtosis (decimal, 0..1)
  • added ObservedStressedVolatility (decimal, 0..1)
  • removed Exist_SignificantUnfavScenario (YesNoType, 1..1)
  • removed YieldSignificantlyUnfavorable (PRIIPS_ReturnScenarioType, 0..1)
  • removed PtfObservedReturns_M1 (decimal, 0..1)
  • removed PtfObservedSigma (decimal, 0..1)
  • removed PtfObservedSkewness (decimal, 0..1)
  • removed PtfObservedExcessKurtosys (decimal, 0..1)
• PRIIPS_ReportType/EPT_BaseData/RiskAssessment
  • added MaturityDate (date, 0..1)
• PRIIPS_SecurityCodificationType
  • changed Code: string, 1..1 → inline type, 1..1
• PositionType/Bond
  • added CollateralValue (FundAmountType, 0..1)
• PositionType/CallMoney
  • added CollateralValue (FundAmountType, 0..1)
• PositionType/ShareClass
  • added DividendsDue (FundAmountType, 0..1)
• REITType
  • added Issuer (CompanyType, 0..1)
  • added Listing (inline type, 0..1)
• RegulatoryReportingsType
  • changed IndirectReporting: inline type, 0..1 → IndirectReportingType, 0..1
• ShareClassType
  • added TransferAgent (CompanyType, 0..1)
  • added CountrySpecificData (CountrySpecificShareClassDataType, 0..1)
• SolvencyIIPortfolioType
  • added FundOrShareClassIdentifiers (FundOrShareClassIdentifiersType, 0..1)
  • added DataSupplier (DataSupplierType, 0..1)
• SubfundStaticDataType
  • added Companies (SubfundCompaniesType, 0..1)

Changed code lists (enumerations)

• ListedIdentifierType: added GIIN CODE

Release notes

//element(,IdentifiersType)/OtherID: enumeration for ListedType "GIIN CODE" added //element(,FundStaticDataType)/FundCompanies: new node added for generic list of companies in different roles //element(,SubfundStaticDataType)/SubfundCompanies: new node added for generic list of companies in different roles //element(,ShareClassType)/TransferAgent: new node added (CompanyType) //element(,PortfolioType)/Positions/Position/Bond: optional node "CollateralValue" added (FundAmountType) //element(,PortfolioType)/Positions/Position/CallMoney: optional node "CollateralValue" added (FundAmountType) //element(,PortfolioType)/Positions/Position/REIT: optional nodes added (Units,Price,OtherPrices,MarketValue,PurchaseValue,DividendsDue) //element(,PortfolioType)/Positions/Position/Right: optional nodes added (Units,Price,OtherPrices,MarketValue,PurchaseValue) FundsXML4/AssetMasterData/Asset/AssetDetails/REIT: optional nodes added (Issuer,Listing) FundsXML4/AssetMasterData/Asset/AssetDetails/Right: optional nodes added (Type,Issuer)

Complex Type "PRIIPS_DE_CEPT_PiaType" added to xsd file "FundsXML4_CountrySpecificData_DE.xsd" //element(*,RegulatoryReportingsType)/IndirectReporting/PRIIPS/PRIIPS_Report: optional node "CounterySpecificData" added (with subnode "DE" of type "PRIIPS_DE_CEPT_PiaType")

FundsXML4/ControlData: optional element "Version" added (for content like "4.0.0", "4.0.1", "4.1.0", …) FundsXML4/ControlData/ModuleUsage/Module/Name: "RegulatoryReporting_EMT" added to enumeration Following schema include added: "FundsXML4_RegulatoryReporting_EMT.xsd" FundsXML4/RegulatoryReportings/DirectReporting: optional node "EMT" added (EMTType is defioned in new module "FundsXML4_RegulatoryReporting_EMT.xsd")

FundsXML4/Documents/Document/DocumentURL: type changed from Text1000Type to xs:anyURI FundsXML4/RegulatoryReportings/DirectReporting/EMIR/EMIR_REport: "FundOrShareClassIdentifiers" and "DataSupplier" added as optional nodes FundsXML4/RegulatoryReportings/DirectReporting/KIIDs/KIID: "FundOrShareClassIdentifiers" and "DataSupplier" added as optional nodes FundsXML4/RegulatoryReportings/DirectReporting/EMT/FinancialInstument: "FundOrShareClassIdentifiers" and "DataSupplier" added as optional nodes FundsXML4/RegulatoryReportings/IndirectReporting/TripartiteTemplateSolvencyII/Portfolio: "FundOrShareClassIdentifiers" and "DataSupplier" added as optional nodes FundsXML4/RegulatoryReportings/IndirectReporting/PRIIPS/PRIIPS_Report: "FundOrShareClassIdentifiers" and "DataSupplier" added as optional nodes //element/(,PRIIPS_ReportType) changed to to new EPT Template (20170728 DRAFT EUROPEAN WORKING GROUP PRIIPS TEMPLATE 1.1) //element/(,ShareClassType): optional node "CountrySpecificData" added (with real data defined for AT)

FundsXML4/RegulatoryReportings/DirectReporting/EMT/FinancialInstrument/CountrySpecificData added FundsXML4/ControlData/Version ENUM added FundsXML4/RegulatoryReportings/DirectReporting/MiFIR removed

See all FundsXML releases.

Open FundsXML 4.1.0 in the viewer